96%
Overall compliance score
Compliance Matrix
Mock compliance coverage across departments, policy hits, and regulatory alignment. Use this view to track error rates, open exceptions, and the most active risk themes.
23
Policy hits in review
8
Regulatory hits (30 days)
14
Open compliance exceptions
Department Error Rate Matrix
| Department | Error rate | Top policy hit | Regulatory exposure | Status |
|---|---|---|---|---|
| Collections | 2.8% | FDCPA call logging | Moderate | Needs review |
| Underwriting | 1.2% | Income verification | Low | On track |
| Fraud Ops | 3.6% | Device fingerprint gaps | High | Escalated |
| Servicing | 1.9% | Dispute resolution SLA | Medium | Monitoring |
| Marketing | 0.7% | Consent capture | Low | Stable |
Policy & Regulatory Focus
Policy hits this week
Customer onboarding disclosures
8 hits
Consent management gaps
6 hits
Collections script adherence
5 hits
KYC document storage
4 hits
Regulatory hits (30 days)
UDAAP monitoring
3 flags
Reg E disputes
2 flags
CRA adverse action timing
2 flags
AML case documentation
1 flag